Best Investors
Account
Sign in
Best Investors
Account
Sign in
40 Ne Loop 410 Suite 644, San Antonio, TX 78216 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-04-05 |
Branch Locations
40 N.E. Loop 410 Suite 644, San Antonio, TX 78216 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | San Antonio | TX | 04/2015 | Present |
| Tlwm | San Antonio | TX | 04/2015 | Present |
1. 04/10/2015 - TEXAS LEGACY WEALTH MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ SAN ANTONIO, TX 2. 04/29/2015 - TEXAS LEGACY WEALTH MANAGEMENT - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR HYBRID - (HYBRID) TEXAS LEGACY WEALTH MANAGEMENT - 100% TIME SPENT 3. 2/2/2022 - TLWM, LLC - DBA: TLWM Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/28/2021 - 130 Hours Per Month/130 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-01 |
Reach out to this advisor