James Lawrence Ivey

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-08-01
TX	RA	APPROVED_RES	2021-02-24
KY	RA	APPROVED	2019-10-18

FL RA
APPROVED

Since 2025-08-01
TX RA
APPROVED_RES

Since 2021-02-24
KY RA
APPROVED

Since 2019-10-18

Branch Locations

1925 Frederica Street; Suite 100, Owensboro, KY 42301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Joshua Miller	Owensboro	KY	02/2014	Present
Jjb Hilliard Wl Lyons Llc	Louisville	KY	09/2015	Present
Robert W. Baird & Co. Incorporated	Owensboro	KY	10/2019	Present

02/2014 → Present

Joshua Miller

Owensboro, KY
09/2015 → Present

Jjb Hilliard Wl Lyons Llc

Louisville, KY
10/2019 → Present

Robert W. Baird & Co. Incorporated

Owensboro, KY

Previous Registrations

2016-01-07 → 2019-10-18

J.J.B. Hilliard, W.L. Lyons, Llc

Owensboro, KY

Other Businesses

Owensboro Estate Planning Council, invest-related, Owensboro KY, Group of local Estate Planning that meet on a monthly basis to discuss industry topics, President, 1/2012, 3 hrs/month with zero during trading hrs, duties include speaker and topic arrangement, strategic planning. Name/Address: YMCA 900 Kentucky Pkwy Owensboro KY 42301 Start Date:10/1/09 Hours Spent: 10 hours/month Hours Spent During Trading: Zero to 5 Role/Responsibility: Board Chair; Investment/Finance Committee Non Investment Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-01-06
S63	Uniform Securities Agent State Law Examination	2010-09-15

S66 Uniform Combined State Law Examination

2016-01-06
S63 Uniform Securities Agent State Law Examination

2010-09-15

Other Names

Bo Lawrence Ivey

View on SEC IAPD