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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-08-01
  • TX RA
    APPROVED
    Since 2009-08-01

Branch Locations

10101 Reunion Pl One Union Square-Ste 300, San Antonio, TX 78216-4157 • United States

San Antonio, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company San Antonio TX 04/2009 Present
Mml Investor Services, Llc San Antonio TX 05/2009 Present
  • 04/2009 → Present
    Massmutual Life Insurance Company
    San Antonio, TX
  • 05/2009 → Present
    Mml Investor Services, Llc
    San Antonio, TX
Other Businesses

NAME: TWI, LLC INV REL: N ADD: 25010 ORCHARD ACRES, SAN ANTONIO, TX 78261 NATURE: ORGANIZED AND PROMOTED MARTIAL ARTS TOURNAMENT POSITION: OWNER START DATE: 02/01/2008 HR/MO: 0 HR/MO DURING SEC TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-28
  • S66 Uniform Combined State Law Examination
    2009-06-28

View on SEC IAPD

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