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2704 S Goyer Rd, Kokomo, IN 46902 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2009-06-10 |
Branch Locations
2704 S Goyer Rd, Kokomo, IN 46902 • United States
101 Suzie Lane Suite 2, Attica, IN 47918 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cfd Investments, Inc | Kokomo | IN | 05/2008 | Present |
| The Broadwater Group Llc | Attica | IN | 07/2008 | Present |
| Creative Financial Designs, Inc | Kokomo | IN | 06/2009 | Present |
INDEPENDENT INSURANCE AGENT - 60 HOURS/MONTH City of Attica-Clerk Treasurer-Non-investment related-60 hrs/MO-Attica, IN Creative Financial Designs Author-Not investments related-Attica, IN The Broadwater Group, LLC-Business name-Financial Adviser
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-02 |
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