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Douglas Lewis Anderson

Morgan Stanley

Lafayette, CA

New York, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED 2020-05-05
CA RA APPROVED 2019-08-27
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED
    Since 2020-05-05
  • CA RA
    APPROVED
    Since 2019-08-27

Branch Locations

Lafayette, CA • United States

1585 Broadway 21St Floor, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harris Mycfo Redwood City CA 07/2001 07/2019
Bmo Family Office, Llc Palo Alto CA 07/2001 07/2019
Morgan Stanley Smith Barney Llc Oakland CA 07/2019 Present
Morgan Stanley Private Bank, N.A New York NY 10/2019 Present
  • 07/2001 → 07/2019
    Harris Mycfo
    Redwood City, CA
  • 07/2001 → 07/2019
    Bmo Family Office, Llc
    Palo Alto, CA
  • 07/2019 → Present
    Morgan Stanley Smith Barney Llc
    Oakland, CA
  • 10/2019 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-19
  • S66 Uniform Combined State Law Examination
    2019-09-19
Designations
Other Names
  • Doug Anderson

View on SEC IAPD

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