David M Kubica

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 01/2021
  Charles Schwab & Co., Inc
  Chicago, IL
• 02/2021 → Present
  Morgan Stanley
  Chicago, IL

Previous Registrations

• 2014-07-15 → 2021-02-01
  Charles Schwab & Co., Inc.
  Englewood, CO
  Chicago, IL
  Chicago, IL
• 2011-11-16 → 2012-11-20
  Advanced Equities, Inc.
  Chicago, IL
• 2009-05-01 → 2011-11-10
  Sanctuary Securities, Inc.
  Chicago, IL

Other Businesses

*423503- Rental Property (Drake); Investment related: Yes; Chicago, Illinois; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 07/2014; During business hours: 0; After business hours: 10; Property Management 2.RENTAL PROPERTIES - BERENICE| START DATE 04.28.17 | 5152 W. BERENICE AVE CHICAGO, IL 60641 | RENOVATE, MAINTAIN, AND MANAGE BUILDING. IT IS A 2-UNIT BUILDING. HOURS ARE NOT DURING BUSINESS HOURS. NO CONFLICTS OF INTEREST CREATED. ALL COMPENSATION FROM BUILDING IS IN THE FORM OF RENTAL INCOME. FOR APPROXIMATELY 20 HOURS PER MONTH NON DURING TRADING HOURS. *423505- Rental Property (Berenice); Investment related: Yes; Chicago, Illinois; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 05/2017; During business hours: 0; After business hours: 10; Property Management

Exams

• S66 Uniform Combined State Law Examination
  2009-04-30

Other Names

• David Mathew Kubica