Matthew Gene Swanson

Current Employers

Employment History

• 04/2010 → Present
  Lpl Financial
  Gaithersburg, MD
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Bethesda, MD
• 03/2014 → Present
  Kestra Investment Services, Llc
  Bethesda, MD

Previous Registrations

• 2010-08-11 → 2013-12-31
  Lpl Financial Llc
  Rockville, MD

Other Businesses

Business Name: NFP Investment Related: Yes Address: 6500 ROCK SPRING DR, SUITE 410 BETHESDA MD 20817 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: REPRESENTATIVE Start Date: 3/14/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: MARKET & SELL PRODUCTS, PROCESS PAPERWORK AND COMMUNICATE WITH CARRIERS/SPONSORS REGARDING APPLICATIONS AND POLICY DELIVERIES.Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: The Meltzer Group Investment Related: Yes Address: 6500 Rock Spring Dr, Suite 500 Bethesda MD 20817 Nature of Business: Insurance Position, Title or Relationship: Producer Start Date: 12/16/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Presentations, applications and policy review

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-08-10
• S63 Uniform Securities Agent State Law Examination
  2008-09-17

Other Names

• Matthew Swanson