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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-05-18 |
| CA | RA | APPROVED | 2011-05-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 04/2011 | Present |
| Bank Of America, N.A. | Chandler | AZ | 07/2011 | Present |
I*: 2618269 Entity Type: For Profit Name of OBA: Purple Tally Productions Address: Bloomington, MN 55431 Investment Related: No Position, Title, Association: Broadcast Utility Employee Start Date: 08/23/2025 Number of Hours: 8 hrs annually Number of Hours during trading: 0 Duties: Broadcasting company for the Las Vegas Raiders NFL team. Utility - Support camera/equipment operators during preseason game assisting with on field support including camera assistance, preamble microphone operation and various support functions. The address/company information listed is for the production company - the actual role is working 1 NFL preseason game in a "Utility" function providing on field support during the Arizona Cardinals vs. Las Vegas Raiders preseason game held in Glendale, AZ at State Farm Stadium on 8/23/2025.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-29 |
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