Monica A Mccartan

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2023-09-25

CT RA
APPROVED

Since 2023-09-25

Branch Locations

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

600 Washington Blvd, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Weehawken	NJ	01/2006	Present

01/2006 → Present

Ubs Financial Services Inc

Weehawken, NJ

Other Businesses

La Palestra / 57-22 Mazeau Street Maspeth,NY 11378 / No/ Privately Held / USD / No / No / / Start Date 6/2/16 / Hydrogen Fitness, This is a gym that offers personal training and pilates, Port Chester New YorkUnited States-10573, I will be an evening Pilates instructor, START DATE-6/9/2025.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-07-29
S63	Uniform Securities Agent State Law Examination	2010-12-10

S65 Uniform Investment Adviser Law Examination

2023-07-29
S63 Uniform Securities Agent State Law Examination

2010-12-10

View on SEC IAPD