Natalie Courtney Shipp

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-08-10

TX RA
APPROVED

Since 2023-08-10

Branch Locations

Houston, TX • United States

4550 Post Oak Pl Ste 125, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Minnesota Life Insurance Company	St. Paul	MN	06/2018	08/2023
Securian Financial Services Inc	St. Paul	MN	06/2018	08/2023
Img Financial Group Inc	Houston	TX	06/2018	Present
Alvarez & Marsal Taxand, Llc	Houston	TX	10/2015	04/2018
Unemployed	Houston	TX	05/2018	05/2018
Cetera Wealth Services, Llc	Houston	TX	08/2023	Present
Cetera Investment Advisers Llc	Schaumburg	IL	08/2023	Present
Ncs Advisory Services Llc	Houston	TX	01/2026	Present

06/2018 → 08/2023

Minnesota Life Insurance Company

St. Paul, MN
06/2018 → 08/2023

Securian Financial Services Inc

St. Paul, MN
06/2018 → Present

Img Financial Group Inc

Houston, TX
10/2015 → 04/2018

Alvarez & Marsal Taxand, Llc

Houston, TX
05/2018 → 05/2018

Unemployed

Houston, TX
08/2023 → Present

Cetera Wealth Services, Llc

Houston, TX
08/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
01/2026 → Present

Ncs Advisory Services Llc

Houston, TX

Previous Registrations

2018-08-09 → 2023-08-10

Securian Financial Services, Inc.

Houston, TX

St. Paul, MN

Other Businesses

1) IMG FINANCIAL GROUP, INC. POSITION: Agent/Broker NATURE: Financial Planning/Investments/Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 150 START DATE: 08/01/2018 ADDRESS: 4550 Post Oak Place, Ste, Houston TX 77027, United States DESCRIPTION: Independent licensed agent /Broker Financial Planning / Investments / Insurance 2) NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 02/2024; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ; 3) NAME OF OTHER BUSINESS: TRUSTED CONSULTANT FOR WIDOWED WOMEN; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TRANSITION SERVICES; START DATE: 3/2024; POSITION/TITLE/RELATIONSHIP: TRUSTED CONSULTANT; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: ASSIST WIDOWS WITH ESTATE ADMINISTRATION; 4) NAME OF OTHER BUSINESS: NCS ADVISORY SERVICES LLC; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: EXPENSE MANAGEMENT;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-07-30

S66 Uniform Combined State Law Examination

2018-07-30

Other Names

Natalie Courtney Maxwell

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