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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-09-11
  • IL RA
    APPROVED
    Since 2018-09-11

Branch Locations

10 S. Dearborn Street Floor 11, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Chicago IL 04/2009 03/2018
J.P. Morgan Securities Llc Chicago IL 10/2012 03/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 03/2018 08/2018
Jpmorgan Chase Bank, N.A. Chicago IL 08/2018 07/2025
J.P. Morgan Securities Llc Chicago IL 08/2018 Present
  • 04/2009 → 03/2018
    Jpmorgan Chase Bank Na
    Chicago, IL
  • 10/2012 → 03/2018
    Chicago, IL
  • 03/2018 → 08/2018
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chicago, IL
  • 08/2018 → 07/2025
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 08/2018 → Present
    Chicago, IL
Other Businesses

Effective 8/13/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-10
S63 Uniform Securities Agent State Law Examination 2009-05-13
  • S66 Uniform Combined State Law Examination
    2018-09-10
  • S63 Uniform Securities Agent State Law Examination
    2009-05-13

View on SEC IAPD

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