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Employer firm

Oneamerica Securities, Inc. CRD 4173

$306M regulatory AUM 8,795 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Oneamerica Securities, Inc.

One American Square, Indianapolis, IN 46282 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2019-10-04
  • MN RA
    APPROVED
    Since 2019-10-04

Branch Locations

Circle Pines, MN • United States

One American Square, Indianapolis, IN 46282 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Minneapolis MN 03/2016 07/2019
Thrivent Financial Appleton WI 03/2016 07/2019
Oneamerica Securities Circle Pines MN 10/2019 Present
American United Life Circle Pines MN 09/2019 Present
  • 03/2016 → 07/2019
    Minneapolis, MN
  • 03/2016 → 07/2019
    Thrivent Financial
    Appleton, WI
  • 10/2019 → Present
    Oneamerica Securities
    Circle Pines, MN
  • 09/2019 → Present
    American United Life
    Circle Pines, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-21
  • S66 Uniform Combined State Law Examination
    2016-04-21
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant

View on SEC IAPD

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