Angel Moon

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-04-26

CA RA
APPROVED

Since 2022-04-26

Branch Locations

Palos Verdes Estates, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Avantax Investment Services, Inc.	Lomita	CA	10/1998	04/2022
Hazard, Iwai, Moon & Associates	Lomita	CA	12/2003	04/2022
Lpl Financial Llc	Palos Verdes Estates	CA	04/2022	Present

10/1998 → 04/2022

Avantax Investment Services, Inc.

Lomita, CA
12/2003 → 04/2022

Hazard, Iwai, Moon & Associates

Lomita, CA
04/2022 → Present

Lpl Financial Llc

Palos Verdes Estates, CA

Other Businesses

1) 4/2022- Arch Wealth Management, LLC - DBA for LPL Business (entity for LPL business)- inv. related- Palos Verdes Estates, CA3) 4/2022- Angel Moon- Tax Prep/Accounting/CPA- owner- inv. related- Palos Verdes Estates, CA- start date 1999- 50hr/mth 2) 4/2022- Angel Moon- Tax Prep/Accounting/CPA- owner- inv. related- Palos Verdes Estates, CA- start date 1999- 50hr/mth

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-01-09

S63 Uniform Securities Agent State Law Examination

1999-01-09

Designations

Certified Financial Planner

Other Names

Angel Hyoshin Moon
Angel Hyo Shin Moon

View on SEC IAPD