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Dean Isaac Horwitz

Ieq Capital, LLC

Foster City, CA

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Current Employers
Ieq Capital, Llc

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-06-07
  • CA RA
    APPROVED
    Since 2019-06-07

Branch Locations

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Securities Company, Llc Menlo Park CA 01/2013 05/2019
Ieq Capital, Llc Foster City CA 06/2019 Present
  • 01/2013 → 05/2019
    First Republic Securities Company, Llc
    Menlo Park, CA
  • 06/2019 → Present
    Ieq Capital, Llc
    Foster City, CA
Previous Registrations
  • 2013-01-07 → 2019-06-04
    J.P. Morgan Private Wealth Advisors Llc
    San Francisco, CA
    Palo Alto, CA
  • 2009-06-22 → 2013-02-01
    Luminous Capital, Llc
    Portola Valley, CA
    Menlo Park, CA
    Los Angeles, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-01-28
S65 Uniform Investment Adviser Law Examination 2009-06-19
  • S63 Uniform Securities Agent State Law Examination
    2013-01-28
  • S65 Uniform Investment Adviser Law Examination
    2009-06-19

View on SEC IAPD

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Other Offices

CITIGROUP GLOBAL MARKETS INC. · Foster City, CA
U.S. BANCORP ADVISORS, LLC · Foster City, CA
J.P. MORGAN SECURITIES LLC · SAN MATEO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOSTER CITY, CA
SUMMITRY, LLC · FOSTER CITY, CA
J.P. MORGAN SECURITIES LLC · FOSTER CITY, CA
WELLS FARGO CLEARING SERVICES, LLC · FOSTER CITY, CA
CELESTA · SAN MATEO, CA

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