James Paul Curry

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → 08/2017
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 09/2009 → 08/2017
  Northwestern Mutual Investment Services, Llc
  Frisco, TX
• 01/2016 → 08/2017
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 09/2017 → 04/2023
  Massmutual
  Plano, TX
• 09/2017 → 04/2023
  Mml Investors Services
  Plano, TX
• 04/2023 → Present
  Lpl Financial Llc
  Frisco, TX

Previous Registrations

• 2017-09-21 → 2023-04-13
  Mml Investors Services, Llc
  Dallas, TX
  Frisco, TX
  Miami Beach, FL
• 2013-01-08 → 2017-09-01
  Northwestern Mutual Investment Services, Llc
  Frisco, TX

Other Businesses

1) 4/2023 - Blue Fountain Wealth Management / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 4/2023 - James Paul Curry and Co llc / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Frisco, TX / Owner - start date 11/01/2012 - 0Hrs per month 3) 4/2023 - Insurance / Non-Variable Insurance / Investment Related / At Reported Business Location(s) - start date 03/01/2009 - 25Hrs per month 4) 02/19/2026 - Blue Fountain Advisors Inc - Business Entity For Tax/Investment Purposes Only - Not investment Related - Austin, TX - Start Date 01/01/2026 - 1 hour per month/ 0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-01-05
• S63 Uniform Securities Agent State Law Examination
  2009-09-18

Other Names

• Jimi Curry