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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-03-11 |
| CA | RA | APPROVED | 2010-03-10 |
Branch Locations
1901 Avenue Of The Stars Suite 1400, Century City, CA 90067 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Century City | CA | 03/2009 | Present |
NAME OF ENTITY: TrueParity Corp. ADDRESS: 12975 BLUFF CREEK, PLAYA VISTA, CA 90094 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: This entity will be catered to a real estate website but Michael will not be obtaining a real estate license as this is currently an idea he is working on CAPACITY: Owner START DATE: 8/31/2021 DUTIES: Tech idea for real estate website HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-09 |
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