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Darcy Gibson Graham Andrews

Ubs Financial Services Inc.

Birmingham, MI

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2021-08-09
  • MI RA
    APPROVED
    Since 2021-08-09

Branch Locations

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Huntington Investment Company Columbus OH 04/2009 02/2020
The Huntington Investment Company Columbus OH 02/2020 07/2021
Ubs Financial Services Troy MI 08/2021 Present
Previous Registrations
  • 2017-09-21 → 2021-08-10
    The Huntington Investment Company
    Clinton Township, MI
    Rochester, MI
    Washington, MI
    Detroit, MI
    Clinton Township, MI
    Clarkston, MI
    Washington, MI
    Columbus, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-20
S63 Uniform Securities Agent State Law Examination 2010-04-01
  • S65 Uniform Investment Adviser Law Examination
    2017-09-20
  • S63 Uniform Securities Agent State Law Examination
    2010-04-01
Other Names
  • Darcy Gibson Graham
  • Darcy Gibson Andrews
  • Darcy Andrews

View on SEC IAPD

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