Eric A Frey

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
FL	RA	APPROVED	2021-02-01
CT	RA	APPROVED	2011-08-26
TX	RA	APPROVED	2011-08-26

NY RA
APPROVED

Since 2021-04-19
FL RA
APPROVED

Since 2021-02-01
CT RA
APPROVED

Since 2011-08-26
TX RA
APPROVED

Since 2011-08-26

Branch Locations

One Bryant Park, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated	New York	NY	08/2011	Present
Bank Of America, N.A.	New York	NY	10/2011	Present

08/2011 → Present

Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated

New York, NY
10/2011 → Present

Bank Of America, N.A.

New York, NY

Previous Registrations

2010-04-08 → 2011-06-27

Morgan Stanley

New York, NY

Other Businesses

I*129550 For profit or not for profit: For-Profit Organization Name of outside business organization: Freedomfrey LLC Investment related: Y Address of business: Astoria, New York 11103 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 2/1/2020 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Owner of company. LLC to be started to buy a rental property to continue to rent.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-01-18
S63	Uniform Securities Agent State Law Examination	2009-07-30

S65 Uniform Investment Adviser Law Examination

2010-01-18
S63 Uniform Securities Agent State Law Examination

2009-07-30

Other Names

Eric Frey
Eric Alden Frey

View on SEC IAPD