Albert Edward Gough

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX
• 07/2011 → Present
  Bank Of America, N.A.
  Dallas, TX

Previous Registrations

• 2006-04-11 → 2008-10-28
  Neuberger Berman Bd Llc
  Dallas, TX
  Dallas, TX

Other Businesses

I*81877FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: POAINVESTMENT RELATED: NADDRESS OF BUSINESS: DALLAS, TEXAS 75229NATURE OF BUSINESS: OTHER,POAPOSITION, TITLE, ASSOCIATION: FIDUCIARY, START DATE OF RELATIONSHIP: 5/18/2015NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1DUTIES: POA I*134423For profit or not for profit: For-Profit OrganizationName of outside business organization: Alpine Capital GenPar LLCInvestment related: YAddress of business:flower Mound, Texas 75028Nature of business: LLC,Position, title, association: Family Held, Start date of relationship: 10/2/2017Number of hours devoted: 0 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: I am a member of this LLC along with my wife. This is a family estate planning vehicle. The LLC owns a Family Limited Partnership called Alpine Capital LP. As of this date, the entity does not own any assets.

Exams

• S66 Uniform Combined State Law Examination
  2006-04-10

Other Names

• Albert Edward Gough
• Albert Edward Gough
• Albert Edward Gough
• Ed Gough
• Albert E Gough