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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-08
  • TX RA
    APPROVED
    Since 2026-07-08

Branch Locations

8850 Boedeker St, Dallas, TX 75225 • United States

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-03
  • TX RA
    APPROVED
    Since 2023-11-03

Branch Locations

8850 Boedeker Dr, Dallas, TX 75225 • United States

Plano, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Comerica Securities Plano TX 01/2007 11/2023
Ameriprise Financial Services, Llc Dallas TX 11/2023 Present
Fifth Third Securities Dallas TX 07/2026 Present
  • 01/2007 → 11/2023
    Comerica Securities
    Plano, TX
  • 11/2023 → Present
    Dallas, TX
  • 07/2026 → Present
    Fifth Third Securities
    Dallas, TX
Previous Registrations
  • 2007-01-25 → 2023-11-03
    Comerica Securities
    Plano, TX
    Dallas, TX
    Plano, TX
    Dallas, TX
    Detroit, MI
    Plano, TX
  • 2006-03-08 → 2006-06-01
    Dallas, TX
Other Businesses

Real Estate Ownership; Single Family; 4116 Lantern Light Dr, , Plano, TX, 75093; Investment-Related; 09/18/2006. Outside Employment; Comerica, a division of Fifth Third Bank; RCSA - Registered Client Service Associate of AFIG; Comerica Finacial Advisors Powered by Ameriprise; 8850 Boedeker Dr, , Dallas, TX, 75225; Investment-Related; 11/06/2023; 40 to 59 hours per month; 40 to 59 during trading hours. Other Business Activities; Maestro Money Market; Comerica Financial Advisors powered by Ameriprise legacy product.; 8850 Boedeker Dr, , Dallas, TX, 75225; Investment-Related; 11/06/2023; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-07
  • S66 Uniform Combined State Law Examination
    2006-03-07

View on SEC IAPD

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