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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2014-04-11
  • WA RA
    APPROVED
    Since 2014-04-11

Branch Locations

5 Centerpointe Dr Ste 250, Lake Oswego, OR 97035-8652 • United States

3295 W Elder St Ste 205, Boise, ID 83705 • United States

15609 Se Mill Plain Blvd Ste 100, Vancouver, WA 98684 • United States

1009 N Center Pkwy Ste 220, Kennewick, WA 99336 • United States

Vancouver, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Vancouver WA 04/2014 03/2020
Ameriprise Financial Services, Llc Vancouver WA 03/2020 Present
Previous Registrations
Other Businesses

Outside Employment; FWMG LLC; Paraplanner; Manage Practice Operations; 3295 W Elder Street, Suite 205, Boise, ID, 83705; Not Investment-Related; 12/01/2014; 60 hours per month; 60 during trading hours. Other Business Activities; Scuba Diving Instructor; Teach new students to scuba diving for an Open Water Scuba course.; 24023 NE Shea Lane, Unti 109, Wood Village, OR, 97060; Not Investment-Related; 10/19/2024; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-08
  • S66 Uniform Combined State Law Examination
    2006-03-08
Other Names
  • Tj Dicker

View on SEC IAPD

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