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Derek Ryan Raymond

Oppenheimer & Co. Inc.

Grosse Pointe Farms, MI

CRD 5658434

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Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2014-01-02
  • MI RA
    APPROVED
    Since 2014-01-02

Branch Locations

63 Kercheval Avenue Suite 300, Grosse Pointe Farms, MI 48236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 04/2009 Present
Previous Registrations
  • 2009-07-01 → 2013-12-31
    Edward Jones
    St Louis, MO
    Sterling Heights, MI
    Steerling Heights, MI
    Washington Township, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-11
  • S66 Uniform Combined State Law Examination
    2009-06-11
Other Names
  • Derek Raymond

View on SEC IAPD

Nearby Firms

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
DWP
POINTE CAPITAL MANAGEMENT LLC

Nearby Investors

MARK WOJTAS
NOAH EDWARD ROBINSON
ANDREW CAMDEN

Nearby Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GROSSE POINTE FARMS, MI
DWP · GROSSE POINTE FARMS, MI
POINTE CAPITAL MANAGEMENT LLC · GROSSE POINTE FARMS, MI

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