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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-28
NY RA APPROVED 2021-06-03
  • CA RA
    APPROVED
    Since 2026-01-28
  • NY RA
    APPROVED
    Since 2021-06-03

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

8605 Santa Monica Blvd, West Hollywood, CA 90069 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Adviceperiod, Llc Los Angeles CA 10/2016 10/2020
Private Advisor Group, Llc Morristown NJ 10/2020 Present
Bsf Advisors Los Angeles CA 09/2012 Present
  • 10/2016 → 10/2020
    Adviceperiod, Llc
    Los Angeles, CA
  • 10/2020 → Present
    Morristown, NJ
  • 09/2012 → Present
    Bsf Advisors
    Los Angeles, CA
Previous Registrations
  • 2016-10-26 → 2020-12-14
    Adviceperiod, Llc
    Great Neck, NY
    Los Angeles, CA
  • 2012-10-26 → 2016-11-08
    Great Neck, NY
    San Diego, CA
    Great Neck, NY
    Los Angeles, CA
    New York, NY
    New York, NY
Other Businesses

"1. Mr. Fein has been the owner of BSF Advisors since 2012 through which he operates a financial services practice, but which is owned independently from Private Advisor Group, LLC (""PAG""). BSF Advisors operates from the same address that Mr. Fein is registered at, and is related to his investment services practice. Mr. Fein devotes about 160 hours per month to this activity, including about 140 hours during securities trading hours. Since this activity is concurrent with much of the same activity Mr. Fein devotes to activity providing investment services through PAG, the hours spent stated in this section will cumulate to a total that is greater than 160 hours per month. 2. Mr. Fein uses BSF Advisors as the name of the business under which he provides investment advice through Private Advisor Group, LLC. This activity is at the address Mr. Fein is registered at, and is related to his investment services practice. Mr. Fein devotes about 160 hours per month to this activity, including about 140 hours during securities trading hours, concurrently with time Mr. Fein devotes to activity providing investment services through PAG. 3. Mr. Fein is a licensed realtor and may earn commissions from assisting clients in real estate transactions. Mr. Fein currently devotes no time to this activity and maintains no separate location for it. Clients can engage Mr. Fein for real estate transactions, but any such advice or services are separate and apart from Private Advisor Group."

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-24
S63 Uniform Securities Agent State Law Examination 2009-05-14
  • S65 Uniform Investment Adviser Law Examination
    2012-07-24
  • S63 Uniform Securities Agent State Law Examination
    2009-05-14
Other Names
  • Josh K Fein
  • Josh Fein
  • Joshua K Fein

View on SEC IAPD

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