Carolyn Vertovec

Current Employers

Employment History

• 05/2011 → 09/2019
  Bank Of America, N.A.
  Kansas City, MO
• 09/2019 → 04/2020
  Fisher Investments
  Camas, WA
• 04/2020 → 06/2020
  Not Employed
  Kansas City, MO
• 07/2020 → 11/2021
  The Prudential Insurance Company Of America
  Overland Park, MO
• 07/2020 → 11/2021
  Pruco Securities Llc
  Overland Park, KS
• 11/2021 → 04/2024
  Ubs Financial Services Inc
  Leawood, KS
• 03/2025 → Present
  Cetera Planning Partners
  Leawood, KS
• 04/2024 → 10/2024
  Bmo Wealth Management
  Kansas City, MO
• 10/2024 → 03/2025
  Unemployed
  Kansas City, MO

Previous Registrations

• 2024-07-02 → 2024-10-14
  Lpl Financial Llc
  Kansas City, MO
  San Diego, CA
• 2021-11-17 → 2024-04-16
  Ubs Financial Services Inc.
  Fort Myers, FL
• 2020-07-23 → 2021-11-11
  Pruco Securities, Llc.
  Overland Park, KS
• 2019-09-20 → 2020-05-15
  Fisher Investments
  Kansas City, MO
  Plano, TX
• 2010-11-26 → 2019-09-13
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Kansas City, MO
  Chesterfield, MO
  Chesterfield, MO
  Creve Coeur, MO
  Kansas City, MO
  Kansas City, MO
  Kansas City, MO
• 2009-09-23 → 2010-09-30
  Vsr Financial Services, Inc.
  Leawood, KS
  Overland Park, KS
• 2006-10-24 → 2009-06-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Washington, DC

Other Businesses

05/2024 - RIVTOP ENTERPRISES / Other - Business Owner / Co-Owner / Non Inv. Related / Kansas City, MO / Start date 06/01/2012 - 1 Hrs per month - 0 % Time Spent

Exams

• S66 Uniform Combined State Law Examination
  2006-10-23

Designations

Other Names

• Carolyn A Vertovec
• Carolyn Vertovec
• Carolyn Ann Vertovec