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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2023-09-11 |
| TX | RA | APPROVED | 2023-09-11 |
Branch Locations
1508 Mountain View Road, Rapid City, SD 57702 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Holdings | Denver | CO | 04/2014 | 11/2017 |
| Sagepoint Financial | Phoenix | AZ | 12/2017 | 12/2019 |
| Clark Capital Management Group, Inc. | Philadelphia | PA | 01/2020 | 09/2020 |
| Sagepoint Financial, Inc. | Rapid City | IA | 09/2020 | 09/2023 |
| Bms Financial Advisors, Llc | Rapid City | SD | 09/2020 | Present |
| Osaic Wealth, Inc. | Rapid City | SD | 09/2023 | 09/2023 |
| Lpl Financial Llc | Rapid City | SD | 09/2023 | Present |
1) 08/23/2023 - BMS FINANCIAL ADVISORS. LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 08/23/2023 - STARVIEW WEALTH LLC - Business Entity For Tax/Investment Purposes Only - SD 57702 - Non investment related - 160 Hours per month - Start date: 5/1/2021. 3) 01/03/2024 - Diversified Brokerage Services - Inv Related - At Reported Business location(s) - Non-Variable Insurance - Started: 9/26/2023 - 2 Hrs/Mo During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 2009-08-11 |
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