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Nathaniel Allen Starkey

LPl Financial LLC

Rapid City, SD

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2023-09-11
TX RA APPROVED 2023-09-11
  • SD RA
    APPROVED
    Since 2023-09-11
  • TX RA
    APPROVED
    Since 2023-09-11

Branch Locations

1508 Mountain View Road, Rapid City, SD 57702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Holdings Denver CO 04/2014 11/2017
Sagepoint Financial Phoenix AZ 12/2017 12/2019
Clark Capital Management Group, Inc. Philadelphia PA 01/2020 09/2020
Sagepoint Financial, Inc. Rapid City IA 09/2020 09/2023
Bms Financial Advisors, Llc Rapid City SD 09/2020 Present
Osaic Wealth, Inc. Rapid City SD 09/2023 09/2023
Lpl Financial Llc Rapid City SD 09/2023 Present
  • 04/2014 → 11/2017
    National Planning Holdings
    Denver, CO
  • 12/2017 → 12/2019
    Sagepoint Financial
    Phoenix, AZ
  • 01/2020 → 09/2020
    Clark Capital Management Group, Inc.
    Philadelphia, PA
  • 09/2020 → 09/2023
    Sagepoint Financial, Inc.
    Rapid City, IA
  • 09/2020 → Present
    Bms Financial Advisors, Llc
    Rapid City, SD
  • 09/2023 → 09/2023
    Osaic Wealth, Inc.
    Rapid City, SD
  • 09/2023 → Present
    Rapid City, SD
Previous Registrations
  • 2020-10-05 → 2023-11-09
    Bms Financial Advisors, Llc
    Rapid City, SD
  • 2021-03-29 → 2021-09-27
    Osaic Services, Inc.
    Rapid City, SD
  • 2017-12-05 → 2020-01-08
    Woodbury Financial Services, Inc.
    Oakdale, MN
  • 2017-12-04 → 2020-01-08
    Osaic Services, Inc.
    Scottsdale, AZ
  • 2014-04-15 → 2017-11-10
    National Planning Corporation
    Denver, CO
  • 2013-04-02 → 2014-04-07
    Curian Capital, Llc
    Franklin, TN
    Denver, CO
    Denver, CO
Other Businesses

1) 08/23/2023 - BMS FINANCIAL ADVISORS. LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 08/23/2023 - STARVIEW WEALTH LLC - Business Entity For Tax/Investment Purposes Only - SD 57702 - Non investment related - 160 Hours per month - Start date: 5/1/2021. 3) 01/03/2024 - Diversified Brokerage Services - Inv Related - At Reported Business location(s) - Non-Variable Insurance - Started: 9/26/2023 - 2 Hrs/Mo During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-04-01
S63 Uniform Securities Agent State Law Examination 2009-08-11
  • S65 Uniform Investment Adviser Law Examination
    2013-04-01
  • S63 Uniform Securities Agent State Law Examination
    2009-08-11
Other Names
  • Nathaniel Starkey

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