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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-10-09 |
Branch Locations
333-355 Se 2Nd Ave Ste 3700, 37Th Fl, Miami, FL 33131 • United States
396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A. | Miami | FL | 04/1999 | Present |
| Wells Fargo Advisors Llc | Miami | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Miami | FL | 11/2016 | Present |
MLIN INC, NOT INV RELATED, MIAMI, FL, 100% OWNERSHIP WITH SPOUSE, START 7/19/2019, 10 HOURS PER MONTH, ZERO DURING TRADING, ASSISTING WITH OVERALL BUSINESS GUIDANCE AND SUPPORT OF SPOUSES SECRET SHOPPING SURVEY CONSULTING BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2009-07-06 |
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