Amy Lynn Podzius

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → 04/2021
  Tiaa-Cref Individual & Institutional Services, Llc
  Chicago, IL
• 11/2011 → 04/2021
  Tiaa
  Chicago, IL
• 06/2021 → 06/2023
  Prudential Insurance Company Of America
  Chicago, IL
• 06/2021 → 06/2023
  Pruco Securities, Llc.
  Chicago, IL
• 06/2023 → 07/2024
  Unemployed
  Chicago, IL
• 07/2024 → Present
  Charles Schwab & Co., Inc.
  Chicago, IL

Previous Registrations

• 2021-06-29 → 2023-06-13
  Pruco Securities, Llc.
  Newark, NJ
  Minneapolis, MN
  Chicago, IL
• 2011-12-12 → 2021-04-13
  Tiaa-Cref Individual & Institutional Services, Llc
  Phoenix, AZ
  Chicago, IL
  Scottsdale, AZ
  Walnut Creek, CA
  Chicago, IL
  Chicago, IL
  Phoenix, AZ
  Chicago, IL
• 2011-07-05 → 2011-10-19
  Chase Investment Services Corp.
  Wheaton, IL
  Wheaton, IL

Other Businesses

1) Washington Square Park Advisory Council | Investment Related:No|901 N Clark Street|Chicago|IL|60610|USA|Nonprofit Charitable Organizations|Treasurer / Advisory Council Officer |2/27/2026|Less than 20|0|I will be on the deposit account at fifth third. No financial services or investment related responsibilities. Volunteer opportunity with no compensation. Two year term. I emailed with Betzaly Wood about this prior to moving forward as a candidate. I am aware of the rules of engagement. See additional details below.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-07-02
• S63 Uniform Securities Agent State Law Examination
  2009-08-11