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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wamu Investments Inc. | Cerritos | CA | 03/2009 | Present |
| Thuy Miller | Long Beach | CA | 05/2021 | 05/2024 |
| Jpmorgan Chase Bank, N.A. | Cerritos | CA | 12/2015 | Present |
| J.P. Morgan Securities Llc | Cerritos | CA | 12/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2009-05-26 |
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