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Garrett Tognozzi

J.P. Morgan Securities LLC

Tarzana, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-06-05
TX RA APPROVED_RES 2019-06-05
  • CA RA
    APPROVED
    Since 2019-06-05
  • TX RA
    APPROVED_RES
    Since 2019-06-05

Branch Locations

18705 Ventura Blvd, Tarzana, CA 91356 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Westlake Village CA 04/2016 05/2019
Morgan Stanley Private Bank, National Association Westlake Village CA 05/2016 05/2019
Jp Morgan Securities, Llc Tarzana CA 05/2019 Present
Jp Morgan Chase Bank, N.A. Tarzana CA 05/2019 Present
  • 04/2016 → 05/2019
    Morgan Stanley
    Westlake Village, CA
  • 05/2016 → 05/2019
    Morgan Stanley Private Bank, National Association
    Westlake Village, CA
  • 05/2019 → Present
    Jp Morgan Securities, Llc
    Tarzana, CA
  • 05/2019 → Present
    Jp Morgan Chase Bank, N.A.
    Tarzana, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-14
  • S66 Uniform Combined State Law Examination
    2011-10-14
Other Names
  • Garrett Tognozzi
  • Garrett Michael Barbeau
  • Garrett Michael Tognozzi
  • Garrett M Tognozzi

View on SEC IAPD

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LPL FINANCIAL LLC · TARZANA, CA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TARZANA, CA
INVESTMENT MANAGEMENT SOLUTIONS, INC. · TARZANA, CA
OSAIC WEALTH, INC. · TARZANA, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · TARZANA, CA
CITIGROUP GLOBAL MARKETS INC. · Tarzana, CA
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