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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-20 |
| TN | RA | APPROVED | 2009-09-09 |
Branch Locations
Landmark Center 1111 North Shore Dr Ste N-160, Knoxville, TN 37919 • United States
8 Sheridan Square Suite 300, Kingsport, TN 37660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Knoxville | TN | 06/2009 | Present |
*150331- RKMJ, LLC; Investment related Yes; Poquoson, Virginia; Agriculture; Member (proprietor, partner, officer, director, employee, trustee, agent); 08/2026; During business hours: 0; After business hours: 1; Administrative *709946- RKMJ Associates 2, LC; Investment related Yes; Poquoson, Virginia; Agriculture; Member (proprietor, partner, officer, director, employee, trustee, agent); 08/2026; During business hours: 0; After business hours: 1; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-08-24 |
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