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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-07-21 |
| CT | RA | APPROVED | 2021-07-21 |
| FL | RA | APPROVED | 2021-07-21 |
| GA | RA | APPROVED | 2021-07-21 |
| IL | RA | APPROVED | 2021-07-21 |
| NV | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
| WA | RA | APPROVED | 2021-07-21 |
Branch Locations
900 E Hamilton Ave Ste 230, Campbell, CA 95008 • United States
2105 S Bascom Ave Ste 376, Campbell, CA 95008 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell And Reed, Inc. | Campbell | CA | 04/2009 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | San Jose | CA | 05/2009 | 07/2021 |
| Los Gatos Power Partners | Los Gatos | CA | 10/2010 | 07/2021 |
| Sirivanh S. Harris, Inc. | Campbell | CA | 01/2021 | 07/2021 |
| Lpl Financial Llc | Campbell | CA | 07/2021 | Present |
1-7/21/2021-SIRIVANH HARRIS/Non-Variable Insurance/Investment Related/0/900 E HAMILTON AVE; STE 230, CAMPBELL, CA 95008, United States 2-1/1/2021-Sirivanh Harris Inc./Business Entity For Tax/Investment Purposes Only/Not Investment Related/1/900 E HAMILTON AVE; STE 230, CAMPBELL, CA 95008, United States 3) 04/10/2025 - Sirivanh S. Harris Inc. - Investment Related - Insurance Agency - At Reported Business Location(s) - Start Date:04/01/2025 - 1 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-02 |
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