Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-07-21
CT RA APPROVED 2021-07-21
FL RA APPROVED 2021-07-21
GA RA APPROVED 2021-07-21
IL RA APPROVED 2021-07-21
NV RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
WA RA APPROVED 2021-07-21
  • CA RA
    APPROVED
    Since 2021-07-21
  • CT RA
    APPROVED
    Since 2021-07-21
  • FL RA
    APPROVED
    Since 2021-07-21
  • GA RA
    APPROVED
    Since 2021-07-21
  • IL RA
    APPROVED
    Since 2021-07-21
  • NV RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21
  • WA RA
    APPROVED
    Since 2021-07-21

Branch Locations

900 E Hamilton Ave Ste 230, Campbell, CA 95008 • United States

2105 S Bascom Ave Ste 376, Campbell, CA 95008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell And Reed, Inc. Campbell CA 04/2009 07/2021
Various Insurance Carriers For W & R Insurance Agencies San Jose CA 05/2009 07/2021
Los Gatos Power Partners Los Gatos CA 10/2010 07/2021
Sirivanh S. Harris, Inc. Campbell CA 01/2021 07/2021
Lpl Financial Llc Campbell CA 07/2021 Present
  • 04/2009 → 07/2021
    Waddell And Reed, Inc.
    Campbell, CA
  • 05/2009 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    San Jose, CA
  • 10/2010 → 07/2021
    Los Gatos Power Partners
    Los Gatos, CA
  • 01/2021 → 07/2021
    Sirivanh S. Harris, Inc.
    Campbell, CA
  • 07/2021 → Present
    Campbell, CA
Previous Registrations
  • 2009-06-03 → 2021-07-21
    Waddell & Reed
    Seattle, WA
    Campbell, CA
Other Businesses

1-7/21/2021-SIRIVANH HARRIS/Non-Variable Insurance/Investment Related/0/900 E HAMILTON AVE; STE 230, CAMPBELL, CA 95008, United States 2-1/1/2021-Sirivanh Harris Inc./Business Entity For Tax/Investment Purposes Only/Not Investment Related/1/900 E HAMILTON AVE; STE 230, CAMPBELL, CA 95008, United States 3) 04/10/2025 - Sirivanh S. Harris Inc. - Investment Related - Insurance Agency - At Reported Business Location(s) - Start Date:04/01/2025 - 1 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-02
  • S66 Uniform Combined State Law Examination
    2009-06-02
Designations
Other Names
  • Sirivanh S Harris
  • Sirivanh Somsanith

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Campbell, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor