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Victor Xiong

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Francisco, CA

Pasadena, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2024-10-24
TX RA APPROVED_RES 2016-08-22
CA RA APPROVED 2016-07-18
  • HI RA
    APPROVED
    Since 2024-10-24
  • TX RA
    APPROVED_RES
    Since 2016-08-22
  • CA RA
    APPROVED
    Since 2016-07-18

Branch Locations

555 California St, San Francisco, CA 94104 • United States

800 E Colorado Blvd, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 07/2016 Present
Previous Registrations
  • 2010-10-12 → 2014-10-27
    Morgan Stanley
    San Jose, CA
    Pleasanton, CA
  • 2010-01-01 → 2010-06-03
    Ubs Financial Services Inc.
    San Francisco, CA
  • 2009-01-19 → 2010-01-01
    Ubs International Inc.
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-17
  • S66 Uniform Combined State Law Examination
    2009-01-17
Other Names
  • Victor Xiang Ying Xiong

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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