Joseph Tyler Foxworth

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-02-26

TX RA
APPROVED

Since 2014-02-26

Branch Locations

3040 Post Oak Boulevard Suite 2000, Houston, TX 77056 • United States

Spring, TX • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services, Llc	Houston	TX	11/2013	Present
Massmutual Life Insurance Co	Houston	TX	11/2013	Present

11/2013 → Present

Mml Investors Services, Llc

Houston, TX
11/2013 → Present

Massmutual Life Insurance Co

Houston, TX

Previous Registrations

2010-11-24 → 2013-11-27

Osaic Fs, Inc.

Spring, TX

Houston, TX

Other Businesses

(1) NAME:JOSEPH T. FOXWORTH INV REL: Y ADD: 8822 STONEY BEND DR. SPRING, TX. 77379 NATURE: IND LIFE INS, HEALTH INS, GRP LIFE INS, GRP HEALTH INS POSITION: SALES START DATE: 04/01/2014 NO. HR/MO: 12 NO. HR/MO DURING SEC TRADING: 6

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-11-05
S63	Uniform Securities Agent State Law Examination	2010-08-23

S65 Uniform Investment Adviser Law Examination

2010-11-05
S63 Uniform Securities Agent State Law Examination

2010-08-23

View on SEC IAPD