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1221 Brickell Ave. Ste. 900, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-07-26 |
Branch Locations
1221 Brickell Ave. Ste. 900, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vectorglobal Wmg | Miami | FL | 09/2009 | 09/2018 |
| Santos Capital Group, Llc | Miami | FL | 07/2016 | Present |
| Santos Capital Advisers Llc | Miami | FL | 03/2019 | Present |
Santos Capital (the BD)and Santos Advisers (the IA) are under common control - Santos Holdings Inc., with indirect ownership of Juan L Santos - the CEO/CCO on both entities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-12 |
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