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Michael Emanuel Roper

Key Investment Services LLC

Souderton, PA

Brooklyn, OH

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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-09-21
  • PA RA
    APPROVED
    Since 2016-09-21

Branch Locations

702 Route 113, Souderton, PA 18964 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Niagar Bank Doylestown PA 06/2014 09/2016
Lpl Financial Llc Doylestown PA 06/2014 09/2016
Key Investment Services Llc Plymouth Meeting PA 09/2016 11/2016
Keybank Lansdale PA 09/2016 11/2016
Key Investment Services Llc Plymouth Meeting PA 11/2016 Present
Previous Registrations
  • 2014-06-16 → 2016-09-21
    Lpl Financial Llc
    Doylestown, PA
    Lansdale, PA
  • 2011-06-20 → 2014-06-13
    Msi Financial Services, Inc.
    Allentown, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-17
S63 Uniform Securities Agent State Law Examination 2009-08-12
  • S65 Uniform Investment Adviser Law Examination
    2011-05-17
  • S63 Uniform Securities Agent State Law Examination
    2009-08-12
Other Names
  • Mike Emanuel Roper
  • Michael Roper

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
TRUIST ADVISORY SERVICES, INC.

Other Investors

LUISA FERNANDA SORKNESS
Thomas Joseph Flynn
Jennifer Ashley
ROBERTA JEAN KESSLER
CURTIS MICHAEL JOHNSTON
Keegan Michael Billie
Michael T McGuire
THOMAS EDWIN HELLINGS

Other Offices

GIRARD ADVISORY SERVICES, LLC · SOUDERTON, PA
CETERA INVESTMENT ADVISERS LLC · SOUDERTON, PA
GIRARD ADVISORY SERVICES, LLC · Souderton, PA
AMERIPRISE FINANCIAL SERVICES, LLC · Souderton, PA
LPL ENTERPRISE, LLC · SOUDERTON, PA
EDWARD JONES · SOUDERTON, PA
CETERA INVESTMENT ADVISERS LLC · SOUDERTON, PA
LPL FINANCIAL LLC · SOUDERTON, PA

More in Souderton, PA

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