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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2019-01-17 |
| CT | RA | APPROVED | 2018-11-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Port Jefferson | NY | 12/2015 | 10/2018 |
| Bank Of America N.A. | Smithtown | NY | 10/2018 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Smithtown | NY | 10/2018 | Present |
For profit or not for profit: For Profit Name of outside business organization: Jimenez Property Holdings LLC Investment related: No Address of business: Ronkonkoma, NY 11779 Position, title, association: Owner Start date of relationship: 04/01/2017 Number of hours devoted: 5 Hours Per Month Number of hours devoted during trading hours: 0 During Securities Trading. Duties: Properties provide capital to purchase and renovate properties to be sold or rent. I*4033265 Entity Type: For Profit Name of OBA: CassFit Studio LLC Address: Ronkonkoma, New York, 11779 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 03/14/2026 Number of Hours: 2, Weekly Number of Hours during trading: 0 Duties: It's my wife's personal trainer business who has me as 20% owner for tax purposes. I do not spend any time during working hours in this business just manage the expenses and income spreadsheets on my free time. 2 hrs in on sunday adding expenses and income to spreadsheet for tax purposes
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 2009-11-18 |
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