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Christopher A Beatty

J.P. Morgan Securities LLC

Tampa, FL

CRD 5655045

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2025-10-29
VA RA APPROVED 2022-05-07
TX RA APPROVED_RES 2020-12-23
FL RA APPROVED 2017-12-13
  • UT RA
    APPROVED
    Since 2025-10-29
  • VA RA
    APPROVED
    Since 2022-05-07
  • TX RA
    APPROVED_RES
    Since 2020-12-23
  • FL RA
    APPROVED
    Since 2017-12-13

Branch Locations

614 S Howard Ave, Tampa, FL 33606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Tampa FL 10/2017 Present
Jp Morgan Chase Bank N.A. Tampa FL 01/2011 10/2017
Jpmorgan Chase Bank, N.A. Tampa FL 10/2017 Present
  • 10/2017 → Present
    J.P. Morgan Securities Llc
    Tampa, FL
  • 01/2011 → 10/2017
    Jp Morgan Chase Bank N.A.
    Tampa, FL
  • 10/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Tampa, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-30
  • S66 Uniform Combined State Law Examination
    2017-11-30
Other Names
  • Christopher Beatty
  • Christopher Allen Beatty

View on SEC IAPD

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