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Yong Hui Kim

J.P. Morgan Securities LLC

Hampton Bays, NY

CRD 5654945

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED 2017-09-21
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED
    Since 2017-09-21
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

47 West Montauk Highway, Hampton Bays, NY 11946 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Hampton Bays NY 03/2010 Present
J.P. Morgan Securities Llc Hampton Bays NY 10/2012 Present
Previous Registrations
  • 2012-04-03 → 2012-10-01
    Chase Investment Services Corp.
    Little Neck, NY
    Little Neck, NY
    Oakland Gardens, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-31
S63 Uniform Securities Agent State Law Examination 2009-06-29
  • S66 Uniform Combined State Law Examination
    2012-03-31
  • S63 Uniform Securities Agent State Law Examination
    2009-06-29
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant
Other Names
  • Michael Kim
  • Yonghui Kim
  • Yong H. Kim

View on SEC IAPD

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