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James Matthew Sutton

Echo45 Advisors LLC

Walnut Creek, CA

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Current Employers
Echo45 Advisors Llc

1802 Tice Valley Blvd, Walnut Creek, CA 94595 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-08-28
  • CA RA
    APPROVED
    Since 2020-08-28

Branch Locations

1802 Tice Valley Blvd, Walnut Creek, CA 94595 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley San Francisco CA 09/2015 04/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 04/2017 08/2020
Echo45 Advisors Llc Walnut Creek CA 08/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-23
  • S66 Uniform Combined State Law Examination
    2013-12-23
Other Names
  • James M. Sutton
  • James Sutton
  • James Matthew Sutton

View on SEC IAPD

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Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

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