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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2014-08-04
  • GA RA
    APPROVED
    Since 2014-08-04

Branch Locations

3250 Riverwood Parkway, Atlanta, GA 30339 • United States

1025 Virginia Avenue, Atlanta, GA 30354 • United States

315 Hwy 74, North, Peachtree City, GA 30269 • United States

285 Center Pointe Pkwy, Stockbridge, GA 30265 • United States

Mcdonough, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Delta Comm Credit Union Atlanta GA 03/2009 Present
Lpl Financial Llc Atlanta GA 07/2014 Present
  • 03/2009 → Present
    Delta Comm Credit Union
    Atlanta, GA
  • 07/2014 → Present
    Atlanta, GA
Previous Registrations
  • 2010-09-22 → 2014-08-04
    Cuna Brokerage Services, Inc.
    Atlanta, GA
Other Businesses

1)7/31/14-DELTA COMMUNITY RETIREMENT & INVESTMENT SERVICES/DBA FOR LPL BUSINESS /100%/ATLANTA,GA 2)7/31/14-DELTA COMMUNITY CREDIT UNION/BANK DUTY-BUSINESS ANALYST/SALES ASSISTANT/10%/ATLANTA, GA 3)7/31/14-ASH BROKERAGE/NON-VARIABLE INSURANCE/10%/ATLANTA,GA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-03
  • S66 Uniform Combined State Law Examination
    2010-09-03
Designations

View on SEC IAPD

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