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Jonathan R Osborne

Waverly Advisors, LLC

Birmingham, AL

CRD 5653632

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Employer firm

Waverly Advisors, LLC CRD 115332

$29.9B regulatory AUM 69 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Waverly Advisors, Llc

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2022-04-20
  • AL RA
    APPROVED
    Since 2022-04-20

Branch Locations

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Warren Averett Asset Management, Llc Birmingham AL 08/2014 01/2022
Waverly Advisors, Llc Birmingham AL 01/2022 Present
  • 08/2014 → 01/2022
    Warren Averett Asset Management, Llc
    Birmingham, AL
  • 01/2022 → Present
    Waverly Advisors, Llc
    Birmingham, AL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-20
S63 Uniform Securities Agent State Law Examination 2009-11-12
  • S65 Uniform Investment Adviser Law Examination
    2022-04-20
  • S63 Uniform Securities Agent State Law Examination
    2009-11-12

View on SEC IAPD

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