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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-06-29
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2016-06-29
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

3446 Via Mercato, Carlsbad, CA 92009 • United States

4176 Oceanside Boulevard, Oceanside, CA 92056 • United States

4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. San Diego CA 03/2006 Present
Wells Fargo Advisors Llc San Diego CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc San Diego CA 11/2016 Present
  • 03/2006 → Present
    Wells Fargo Bank, N.A.
    San Diego, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    San Diego, CA
  • 11/2016 → Present
    San Diego, CA
Previous Registrations
  • 2009-12-10 → 2011-01-03
    Wells Fargo Investments, Llc
    San Diego, CA
Other Businesses

CLOUDWALKER LLC DBA NICHOLAS LECHUGA VIA EBAY, NOT INV RELATED, HELENA, MT, 100% OWNERSHIP WITH SPOUSE, START 7/28/2020, 1 HOUR PER MONTH, ZERO DURING TRADING, ONLINE SALES OF SPORTS EQUIPMENT, TOYS, BASEBALL CARDS, COMICS, AND CARS.; BENEFICIARY FOR FRIEND, NOT INV RELATED, CARLSBAD, CA, START: 8/13/2020, 0 HRS/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-09
  • S66 Uniform Combined State Law Examination
    2009-12-09

View on SEC IAPD

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