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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2015-06-09 |
| TX | RA | APPROVED_RES | 2015-06-08 |
Branch Locations
300 Cherapa Place Suite 503, Sioux Falls, SD 57103 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Sioux Falls | SD | 06/2015 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 09/2015 | Present |
Sioux Falls Area Chamber of Commerce; non investment related; Sioux Falls, SD; Volunteer Ambassador Committee; volunteer; Start date 8/2010; During Business hours 2 After Business hours 2 *414680 - DakotAbilities; Investment related-No; Sioux Falls, South Dakota; Health and Welfare, Medical; Board Member, Secretary (proprietor, partner, officer, director, employee, trustee, agent); 11/2020; During business hours: 3; After business hours: 0; Business Development/Growth, Fundraising, Marketing, Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-22 |
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