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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-09-13
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2013-09-13
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

699 Grand Ave, Carlsbad, CA 92008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Carlsbad CA 10/2012 Present
Jpmorgan Chase Bank, Na Carlsbad CA 10/2012 Present
Previous Registrations
  • 2010-08-11 → 2012-10-01
    Chase Investment Services Corp.
    Carlsbad, CA
    Solana Beach, CA
    Carlsbad, CA
    San Diego, CA
    Del Mar, CA
    Vista, CA
    Carlsbad, CA
    San Marcos, CA
    San Diego, CA
    Carlsbad, CA
    Carlsbad, CA
  • 2009-05-26 → 2010-08-17
    Osaic Fa, Inc.
    La Jolla, CA
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 9/1/2020 ADDRESS: 43 LAS PICUDAS ESTE, BAJA CALIFORNIA, MEXICO DETAILS: Rental Property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-18
  • S66 Uniform Combined State Law Examination
    2009-05-18
Designations
Other Names
  • Brendan Michael White

View on SEC IAPD

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