James Christopher Slaughter

Current Employers

Employment History

• 03/2009 → 04/2018
  Waddell & Reed
  Sacramento, CA
• 03/2009 → 04/2018
  Various Insurance Carriers For W&R Insurance Agency, Inc.
  Dixon, CA
• 10/2011 → 04/2018
  Round Table
  Dixon, CA
• 03/2015 → Present
  Daycation For Seniors Activity Center
  Rocklin, CA
• 04/2018 → 07/2025
  Next Financial Group, Inc.
  Houston, TX
• 07/2025 → 08/2026
  Lpl Financial Llc
  Roseville, CA
• 11/2023 → Present
  Dfs Franchising, Inc
  Rocklin, CA
• 11/2024 → Present
  Jc Fair Oaks, Llc
  El Dorado Hills, CA
• 03/2018 → Present
  Sierra Ridge Wealth Managment
  El Dorado Hills, CA
• 08/2026 → Present
  Cetera Wealth Services, Llc
  El Segundo , CA
• 08/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 06/2024 → Present
  Sierra Ridge Advisor Group
  Roseville, CA

Previous Registrations

• 2018-04-23 → 2025-07-10
  Next Financial Group, Inc.
  Sacramento, CA
  Sacramento, CA
  Houston, TX
  Roseville, CA
  Roseville, CA
• 2009-07-08 → 2018-04-17
  Waddell & Reed
  Sacramento, CA
  Stockton, CA
  Reno, NV

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 03/2009 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: SIERRA RIDGE ADVISOR GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2024 POSITION/TITLE/RELATIONSHIP: FOUNDER / PRESIDENT APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 3. NAME OF OTHER BUSINESS: SIERRA RIDGE WEALTH MANAGMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 03/2018 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: OWNER 4. NAME OF OTHER BUSINESS: JC FAIR OAKS, LLC INVESTMENT RELATED: NO ADDRESS: 3205 WARREN LANE EL DORADO HILLS, CA 95762 NATURE OF BUSINESS: REAL ESTATE RENATAL START DATE: 11/2024 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: LANDLORD DUTIES 5. NAME OF OTHER BUSINESS: DAYCATION FOR SENIORS ACTIVITY DAY CENTER DBA DAYCATION FOR SENIORS INVESTMENT RELATED: NO ADDRESS: 6011 STANFORD RANCE RD #105 ROCKLIN, CA 95765 NATURE OF BUSINESS: DAYTIME EXPERIENCE FOR OLDER ADULTS START DATE: 03/2015 POSITION/TITLE/RELATIONSHIP: FOUNDER / OWNER AND BOARDMEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: I MAKE SURE THE BUSINESS IS RUNNING EFFICIENTLY. I DO NOT RUN THE DAY-TO-DAY OPERATIONS. 6. NAME OF OTHER BUSINESS: DFS FRANCHISING, INC INVESTMENT RELATED: NO ADDRESS: 6011 STANDFORD RANCH RD SUITE 105 ROCKLIN, CA 95765 NATURE OF BUSINESS: FRANCHISE SALES AND GROWTH START DATE: 11/2023 POSITION/TITLE/RELATIONSHIP: FOUNDER AND DIRECTOR OF FRANCHISING APX NUMBER OF HOURS PER WEEK: 8 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: OVERSEE FRANCHISE SALES & GROWTH

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-07-06
• S63 Uniform Securities Agent State Law Examination
  2009-06-25

Other Names

• James Slaughter