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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2015-05-11 |
| TX | RA | APPROVED | 2013-10-01 |
| CT | RA | APPROVED | 2013-08-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Haven | CT | 07/2013 | Present |
| Bank Of America, N.A. | New Haven | CT | 11/2013 | Present |
I*9905 For profit or not for profit: Name of outside business organization: RENTAL Investment related: Address of business: Branford, Connecticut 6405 Nature of business: , Position, title, association: , Start date of relationship: 10/1/2020 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: I*504592, Entity Type, Name of OBA: 4 Turtle Bay Address: Branford, CT, 06405 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 10/01/2020 No Hours: 1 Monthly No Hours during trading: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 2009-04-10 |
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