Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-03-21
TX RA APPROVED_RES 2024-03-21
FL RA APPROVED 2024-02-27
  • NJ RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED_RES
    Since 2024-03-21
  • FL RA
    APPROVED
    Since 2024-02-27

Branch Locations

433 Plaza Real Ste 275, Boca Raton, FL 33432 • United States

30 Broad Street Ste. 2, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Co St. Paul MN 03/2009 Present
Securian Financial Services, Inc St. Paul MN 03/2009 05/2017
Allied Wealth Partners Parippany NJ 06/2014 05/2017
Cetera Advisors Llc St Cloud MN 05/2017 Present
Cetera Investment Advisers, Llc Schaumburg IL 01/2024 Present
  • 03/2009 → Present
    Minnesota Life Insurance Co
    St. Paul, MN
  • 03/2009 → 05/2017
    Securian Financial Services, Inc
    St. Paul, MN
  • 06/2014 → 05/2017
    Allied Wealth Partners
    Parippany, NJ
  • 05/2017 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 01/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2010-01-20 → 2017-05-26
    Securian Financial Services, Inc.
    Parsippany, NJ
    Parsippany, NJ
    Clark, NJ
Other Businesses

1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION START DATE: 5/2017 NATURE OF BUSINESS: FIXED INSURANCE APX # OF HOURS PER WEEK: 40 APX # OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: AGENT DUTIES: GENERAL DUTIES: SELLING LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG TERM CARE 2.NAME OF OTHER BUSINESS: HUDSON WEALTH MANAGEMENT LLC INVESTMENT RELATED: YES ADDRESS: 30 BROAD ST. STE 2 RED BANK NJ 07701 START DATE: 6/2017 NATURE OF BUSINESS: WEALTH MANAGEMENT & INVESTMENT ADVISORY SERVICES APX # OF HOURS PER WEEK: 40 APX # OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE DUTIES: GENERAL DUTIES: WEALTH MANAGEMENT 3 .NAME OF OTHER BUSINESS: PRIORITY PAYMENTS LOCAL INVESTMENT RELATED: NO ADDRESS: 172 MONMOUTH ST. RED BAND NJ 07701 START DATE: 8/2016 NATURE OF BUSINESS: CREDIT CARD PROCESSING - MERCHANT SERVICES APX # OF HOURS PER WEEK: 1 APX # OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: REFFERAL AGENT DUTIES: GENERAL DUTIES: REFFERALS 4. NAME OF OTHER BUSINESS: HOLISTIC WHOLENESS INSTITUTE INVESTMENT RELATED: NO; ADDRESS: 433 PLAZA REAL SUITE 275 BOCA RATON, FL 33432; NATURE OF BUSINESS: EDUCATIONAL HEALTH COACHING; START DATE: 01/2021; POSITION/TITLE/RELATIONSHIP: ADVISER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PROVIDES INCIDENTAL FINANCIAL GUIDANCE AND BUSINESS MANAGEMENT CONSULTING TO OWNER; 5. NAME OF OTHER BUSINESS: RETIREMENT & LEGACY PLANNING LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX REPORTING ENTITY; START DATE: 08/2020; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ENTITY FOR TAX PURPOSES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-09
  • S66 Uniform Combined State Law Examination
    2009-07-09

View on SEC IAPD

More in Boca Raton, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor