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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED_RES | 2024-03-21 |
| FL | RA | APPROVED | 2024-02-27 |
Branch Locations
433 Plaza Real Ste 275, Boca Raton, FL 33432 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Insurance Co | St. Paul | MN | 03/2009 | Present |
| Securian Financial Services, Inc | St. Paul | MN | 03/2009 | 05/2017 |
| Allied Wealth Partners | Parippany | NJ | 06/2014 | 05/2017 |
| Cetera Advisors Llc | St Cloud | MN | 05/2017 | Present |
| Cetera Investment Advisers, Llc | Schaumburg | IL | 01/2024 | Present |
1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION START DATE: 5/2017 NATURE OF BUSINESS: FIXED INSURANCE APX # OF HOURS PER WEEK: 40 APX # OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: AGENT DUTIES: GENERAL DUTIES: SELLING LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG TERM CARE 2.NAME OF OTHER BUSINESS: HUDSON WEALTH MANAGEMENT LLC INVESTMENT RELATED: YES ADDRESS: 30 BROAD ST. STE 2 RED BANK NJ 07701 START DATE: 6/2017 NATURE OF BUSINESS: WEALTH MANAGEMENT & INVESTMENT ADVISORY SERVICES APX # OF HOURS PER WEEK: 40 APX # OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE DUTIES: GENERAL DUTIES: WEALTH MANAGEMENT 3 .NAME OF OTHER BUSINESS: PRIORITY PAYMENTS LOCAL INVESTMENT RELATED: NO ADDRESS: 172 MONMOUTH ST. RED BAND NJ 07701 START DATE: 8/2016 NATURE OF BUSINESS: CREDIT CARD PROCESSING - MERCHANT SERVICES APX # OF HOURS PER WEEK: 1 APX # OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: REFFERAL AGENT DUTIES: GENERAL DUTIES: REFFERALS 4. NAME OF OTHER BUSINESS: HOLISTIC WHOLENESS INSTITUTE INVESTMENT RELATED: NO; ADDRESS: 433 PLAZA REAL SUITE 275 BOCA RATON, FL 33432; NATURE OF BUSINESS: EDUCATIONAL HEALTH COACHING; START DATE: 01/2021; POSITION/TITLE/RELATIONSHIP: ADVISER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PROVIDES INCIDENTAL FINANCIAL GUIDANCE AND BUSINESS MANAGEMENT CONSULTING TO OWNER; 5. NAME OF OTHER BUSINESS: RETIREMENT & LEGACY PLANNING LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX REPORTING ENTITY; START DATE: 08/2020; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ENTITY FOR TAX PURPOSES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-09 |
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