Kenneth Sherman Holmes

Current Employers

Employment History

• 07/2009 → 10/2021
  Fsc Securities Corporation
  Tucson, AZ
• 06/2009 → Present
  Walter Holmes Clu Inc Dba Holmes Financial Services
  Tucson, AZ
• 11/2021 → 01/2025
  First Advisors National, Llc
  Atlanta, GA
• 08/2024 → Present
  Martinsen Wealth Management
  Tempe, AZ

Previous Registrations

• 2021-11-18 → 2025-01-06
  First Advisors National, Llc
  Tucson, AZ
• 2009-09-18 → 2021-11-02
  Fsc Securities Corporation
  Atlanta, GA
  Tucson, AZ

Other Businesses

1) HOLMES PROPERTY MANAGEMENT LLC. POSITION: Partner - NATURE: Other - Personal Rental Property. LLC INV RELATED: Yes HOURS: 2 SEC HOURS: 0; 01/29/2013: 310 N. Schrader Ln. Tucson, AZ 85748, Tucson AZ 85748 Landlord 2) WISH FOR OUR HEROES POSITION: Area Member NATURE: I am a volunteer and help build relationships with Military Commands, helping them be aware of what the charity does in helping our active duty family fight against hardships. INV RELATED: No HOURS: 9 SEC HOURS: 9; 01/01/2017 4767 E. Camp Lowell Dr., Tucson AZ 85712; I will be helping in building relationships in Arizona by setting up meetings with Military Liasons and also assist in awareness at fundraisers. I don't make any decision nor do I write checks. 3) H&H HOLDINGS LLC POSITION: Owner - NATURE: Limited Liability Company - INV RELATED: Yes HOURS: 2 SEC HOURS: 0; 01/01/2009 4767 E. Camp Lowell Dr. Tucson, AZ 85712, Tucson AZ 85712 : Landlord 4) FROG IT AZ POSITION: Owner NATURE: DBA for me as an individual INV RELATED: No HOURS: 10 SEC HOURS: 2; 08/01/2019 310 N Schrader Ln, Tucson AZ 85748, I make educational/review video's for Youtube, Instagram. Currently I don't make any money for this but I hope to help provide useful information on DIY projects around the house, cars etc. 5) HOLMES PROPERTY MANAGEMENT LLC. POSITION: Partner - NATURE: Other - Personal Rental Property. LLC INVE RELATED: Yes HOURS: 3 SEC HOURS: 0; 01/29/2013 310 N. Schrader Ln. Tucson, AZ 85748, Tucson AZ 85748, Landlord 6) WALTER HOLMES CLU, INC. POSITION: President NATURE: Walter Holmes CLU, INC. is the corporation name for the company. The DBA is Holmes Financial Services. This business services client by providing Insurance products, Fixed Annuity business and collection of trust data for Trusts to be drawn for clients. INV RELATED: No HOURS: 25 SEC HOURS: 25; 06/15/2009 4767 E. Camp Lowell Dr., Tucson AZ 85712, As owner/President I meet with clients to review and discuss options for them and over see the Employees of the company. Run payroll and manage the company. 7) HOLMES FINANCIAL SERVICES POSITION: Owner - NATURE: DBA INVESTMENT RELATED: No HOURS: 40 SECURITIES TRADING HOURS: 40; 12/31/2002 4767 E. Camp Lowell Dr. Tucson, AZ 85712, Tucson AZ 85712 DESCRIPTION: Insurance advisory services 8) SOFA POSITION: volunteer NATURE: Non Profit 501(c)(3) membership in which I will be volunteering my time to help provide financial education through informational workshops that may be presented to individuals, companies and organizations by webinars and or in person workshops. INVESTMENT RELATED: No HOURS: 3 SECURITIES TRADING HOURS: 1; 04/30/2020 4767 E. Camp Lowell Dr., Tucson AZ 85712 DESCRIPTION: I will be a presenter during educational seminars, workshops or webinars. All the materials to be used in these seminars will be pre-approved by the Compliance Department.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-09-04
• S63 Uniform Securities Agent State Law Examination
  2009-08-13

Other Names

• Kenneth S. Holmes