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Current Employers
Rose Capital Advisors, Llc

119 Washington Avenue Suite 400, Miami Beach, FL 33139 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-01-01
MA RA APPROVED 2023-01-24
  • VT RA
    APPROVED
    Since 2025-01-01
  • MA RA
    APPROVED
    Since 2023-01-24

Branch Locations

East Falmouth, MA • United States

119 Washington Avenue Suite 400, Miami Beach, FL 33139 • United States

Quechee, VT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Russell Investments Tacoma WA 09/2010 07/2022
Russell Implementation Services Inc. Part Of Russell Investments Seattle WA 06/2016 07/2022
Saxony Securities, Inc. St. Louis MO 09/2022 Present
Rose Capital Advisors, Llc Miami Beach FL 10/2022 Present
  • 09/2010 → 07/2022
    Russell Investments
    Tacoma, WA
  • 06/2016 → 07/2022
    Russell Implementation Services Inc. Part Of Russell Investments
    Seattle, WA
  • 09/2022 → Present
    Saxony Securities, Inc.
    St. Louis, MO
  • 10/2022 → Present
    Miami Beach, FL
Other Businesses

1) Beeken Biomedical; non-investment related; 378 Page St #201, Stoughton, MA, 02072; Biomedical; Informal Advisor; Began Jan 2022; 1 hour per month, no trading hours 2) Black Dog Enterprises, LLC; non-investment related; 735 E Falmouth Hwy, Mashpee, MA 02649; Specialty apparel and foodservice; Board of Directors; Began Jan 2021; 0-1 hours, no trading hours 3) Natick Retirement Board; investment-related; 13 East Central Street, Natick, MA 01760; Board Member; Started Feb. 2009; 1-2 hours per month; 0 hours during trading time; Pension Board overseeing member 4) Rose Capital Advisors, LLC; investment-related; Miami Beach, FL; Director of Client Solutions; 40 hours per month; 40 hours during trading time 5) Rivers End, LLC; non-investment related; 41 Renee Lane, East Falmouth, MA 02536; Rental Property; Sole Manager; Began June 2005; 2 hrs per month during non-trading time 6) Saxony Securities, Inc.; investment-related; St. Louis, MO; Registered Representative; 0 hours per month; 0 hours during trading time 7) Rose Capital Growth Partners, non-investment related, 119 Washington Ave, Suite 400, Miami Beach, FL 33153, Holding Company, Partner, 12/31/2025, Holding Company for ownership investment into Rose Capital Advisors, LLC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-16
S63 Uniform Securities Agent State Law Examination 2010-11-22
  • S65 Uniform Investment Adviser Law Examination
    2022-12-16
  • S63 Uniform Securities Agent State Law Examination
    2010-11-22
Other Names
  • Michael Brendan Reardon
  • Mike Reardon
  • Michael Brendan Reardon

View on SEC IAPD

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