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Karen Butler

Wells Fargo Clearing Services, LLC

Gilbert, AZ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-23
AZ RA APPROVED 2019-02-14
  • TX RA
    APPROVED
    Since 2020-10-23
  • AZ RA
    APPROVED
    Since 2019-02-14

Branch Locations

161 E Rivulon Blvd 2Nd Floor, Suite 201, Gilbert, AZ 85297 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Greenwood CO 11/2016 10/2017
Wells Fargo Clearing Services, Llc Chandler AZ 06/2018 Present
Wells Fargo Scottsdale AZ 11/2017 06/2018
Wells Fargo Advisors, Llc Greenwood CO 03/2016 11/2016
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-14
  • S66 Uniform Combined State Law Examination
    2019-02-14
Other Names
  • Karen Nancy Nordhausen
  • Karen Nancy Whitley
  • Karen Nancy Butler

View on SEC IAPD

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Other Offices

WATTS GWILLIAM & COMPANY, LLC · GILBERT, AZ
WATTS GWILLIAM & COMPANY, LLC · GILBERT, AZ
CETERA INVESTMENT ADVISERS LLC · GILBERT, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Gilbert, AZ
EDWARD JONES · GILBERT, AZ
MONEY CONCEPTS CAPITAL CORP · GILBERT, AZ
BRIGHTGUIDE FINANCIAL · GILBERT, AZ
KINGSLEY WEALTH PARTNERS, INC. · GILBERT, AZ

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